- Monthly Compliance visit and Reporting
- Monthly Transaction monitoring reporting
- Yearly internal Compliance Audit and Report to MLRO on Internal Compliance System and Procedures.
- Yearly Compliance Training to agents and staff
- AML Policy Revision- When needed
- Compliance Advisory Services
- FCA Gabriel Reporting
- Advice and guidance on new regulations
- Assist in HMRC audit and visit preparation.
- Assisting in to reply any enquiry from HMRC & FCA
- Preparing and updating Agent’s files and documents around the year.
- Assist to update agents in FCA & HMRC list.
- Assisting to do the MLR & ICO re-registration.
- Yearly risk assessment for each company.
